initiatives (e.g., dividends, acquisitions, dissolutions, etc.). Ensure compliance with insider trading and Section 16 and Rule... Exempt Job Family Group Legal Affairs Line of Business GCO General Counsel's Organization Ameriprise Financial...
position located in Birmingham, Alabama Responsible for the general servicing and support of the Financial Advisors... as directed from Financial Advisor and assigned clients. Reply to queries regarding general market information such as quotes...
clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made... process. Coordinates closely with cross-functional areas including operations, legal, sales & trading, and senior management...
activities Handling and executing client transaction and general customer service requests. Prepare client reports... input skills Prior financial trading experience Ideal candidate will have prior tele-sales experience...
members on internal securities matters, including trading windows, 10b5-1 plans, and Section 16 compliance. Partner..., committee charters, insider trading policy, and other corporate policies. Advise on equity, executive compensation, and stock...
clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made... of general accounting Working knowledge of GMI, Sun GL System and/or Oracle a plus Proficient in Microsoft Excel Excellent...
Overview: As our Maintenance Technician II, you will be responsible for performing general repairs associated... up to 200 pounds in cooperation with other individuals Performs general maintenance of equipment including conveyors...
with the General Manager and Marketing Department to develop marketing plans and strategies for growth. Strong interaction... accurate information is compiled for margin requirements Leverages trade associations and trading partners to grow existing...
is looking for an energetic, highly motivated individual to fill the position of a full-time Trading & Portfolio Implementation Associate..., experience, and location. Description: The Trading & Portfolio Implementation Associate will be part of a team that serves...
with the General Manager and Marketing Department to develop marketing plans and strategies for growth. Strong interaction... accurate information is compiled for margin requirements Leverages trade associations and trading partners to grow existing...