Provide day-to-day support to Compliance and Financial Crime Risk teams by responding to routine inquiries and escalating complex issues as needed. Assist with enterprise compliance and financial crime risk assessments through data collect...
RESPONSIBILITIES Coordinate with internal and external auditors to ensure compliance with relevant standards Collaborate with engineering teams to assess application risks and ensure secure SDLC practices. Conduct periodic risk assessm...
Title: VP Market Risk, Spread Products Office Status: Hybrid New York, NY Base Salary: $137.5k $185k + Bonus ABOUT THE ROLE This Vice President opportunity sits within the Market Risk function of a leading global financial instituti...
Day to day supervision of a team of outsourced/offsite support teams to ensure quality and controls of transactions are performed. Ensure all positions/balances in the firms DTC/OCC account are in synch with internal systems and bookings. ...
ABOUT THE ROLE A financial technology platform is seeking a senior accounting operations leader to oversee finance shared services, general ledger ownership, month-end close, accounting operations, and process improvement. This role is id...
Process lending transactions across bilateral, syndicated, and agented credit facilities, ensuring timely and accurate execution of operational activities. Manage loan servicing functions including payment processing, lender funding activi...
Oversee the enhancement of operational risk management framework, develop and implement policies, standards and procedures, and manage regulatory issues remediation. Enterprise Risk Control Framework/Policy/Governance & Operational Risk RC...
Support client account documentation and servicing activities while ensuring compliance with internal policies and industry regulations. Act as a liaison between field/branch teams and centralized operations to resolve account and document...
ABOUT THE ROLE A leading investment management firm is seeking a Vice President of Expense Management & Client Services Finance to oversee a highly visible expense governance and business finance function. This role sits at the intersecti...
Support client account onboarding and maintenance by gathering and validating required documentation and ensuring completeness and accuracy of records. Facilitate securities and cash movement processes, including transfers between internal...