-company paralegal, ideally supporting SEC filings, Section 16, board preparation, and entity management. - Sound judgment... knowledge of SEC reporting requirements, Section 16, and Nasdaq listing standards and public-company governance practices...
-driven filing and governance calendars. - Experience as a corporate or public-company paralegal, ideally supporting SEC..., ideally including a combination of law firm and in-house experience. - Working knowledge of SEC reporting requirements...
, collaborative, agile, and rewarding environment. About This Position The Office of the Secretary (SEC) is looking for a Software...
, collaborative, agile, and rewarding environment. About This Position The Office of the Secretary (SEC) is looking for a Software...
, what we believe in, and who we're building for: About the Client An SEC-registered investment advisor operating a tech-driven... firm, hedge fund, SEC-registered RIA, or fund administrator Hands-on ownership of monthly NAV production, including...
, and other transactional matters. Assist with UCC filings, county recorder submissions, and EDGAR/SEC filings, including Form D filings... Familiarity with UCC filings and county recorder submissions. Experience with EDGAR/SEC filing portals, particularly Form...
for critical control forums, including the CIB BCC, Firmwide Control Committee, SEC, Emerging Risk Forum, and the weekly Control...