Compliance File Checker Location: LeedsA leading, award-winning wealth management firm working with a significant proportion of the UK's Financial Advisers. With a strong focus on innovation, technology, and an inclusive culture, the compan...
Compliance Advice Lead Location: Cardiff A leading UK insurer is seeking an experienced Compliance Advice Lead to head up their compliance advisory function. This is a key second line of defence role providing strategic regulatory advice an...
Financial Controller Roles & Responsibilties Lead and oversee the Finance team, ensuring robust accounting operations, cash management, and financial reporting.Drive accountability through regular budget holder meetings and transparent fina...
Financial Controller Roles & Responsibilties Lead and oversee the Finance team, ensuring robust accounting operations, cash management, and financial reporting.Drive accountability through regular budget holder meetings and transparent fina...
Overview A File Reviewer opportunity has arisen to join an established team working as part of the wider Compliance Function. Responsibilities Part of a dynamic compliance team reviewing cases submitted by financial advisersAssisting answer...
Head of Compliance Overview Seeking an experienced compliance professional to lead and manage day-to-day compliance. As the Head of Compliance you will take the lead on compliance standards and improve and monitor regulatory controls and en...
Head of Compliance Overview Seeking an experienced compliance professional to lead and manage day-to-day compliance. As the Head of Compliance you will take the lead on compliance standards and improve and monitor regulatory controls and en...
Broadgate is partnered with a leading UK fund services group looking for a Fund Accounting Manager, who...
Overview A File Reviewer opportunity has arisen to join an established team working as part of the wider Compliance Function. Responsibilities Part of a dynamic compliance team reviewing cases submitted by financial advisersAssisting answer...