Compliance Monitoring Officer Overview As a Compliance Monitoring Officer, you will be responsible for conducting second-line file reviews and thematic assessments of investment management activities. Key Responsibilities: Producing high-qu...
Compliance Advice ManagerCardiff (Hybrid)An exciting opportunity for an experienced Compliance Advice Manager to join a leading UK insurance business. You'll provide expert regulatory guidance across key projects, ensuring compliance with F...
Compliance Advisory Associate Overview As the Compliance Advisory Associate, you will be working with the wider Risk & Compliance team to help the business meet the requirements of the FCA and other relevant regulators. Key Responsibilities...
Senior Compliance Advisory Manager London (Hybrid) A leading UK wealth management firm is looking for a Senior Compliance Advisory Manager who will support and deputise the Head of Compliance Advisory in providing regulatory guidance across...
Compliance Advice Lead Location: Cardiff A leading UK insurer is seeking an experienced Compliance Advice Lead to head up their compliance advisory function. This is a key second line of defence role providing strategic regulatory advice an...
Iveson Approach Leeds West Yorkshire LS16 6FR The New Croft Surgery Broadgate Lane Horsforth Leeds LS184SE... out other tasks. This will be dependent upon factors such as workload and staffing levels: a. To provide line management...