Senior Compliance Consultant (Regulatory Compliance)
educated or hold relevant professional qualifications (e.g. CISI), with strong technical skills in Microsoft Office tools...
educated or hold relevant professional qualifications (e.g. CISI), with strong technical skills in Microsoft Office tools...
. We would particularly welcome applications from candidates who are interested in, or are already completing the CISI Level 3 Investment... for colleagues to achieve industry standard CISI qualifications, if that is something they wish to do. Typically...
. We would particularly welcome applications from candidates who are interested in, or are already completing the CISI Level 3 Investment... for colleagues to achieve industry standard CISI qualifications, if that is something they wish to do. Typically...
of investment processes and financial markets. CISI Level 3 Introduction to Securities & Investments (or willingness to complete...
. Qualifications & Experience: Essential CISI Level 6 qualified or actively working towards completion. Experience... Commitment to achieving CISI Level 7 Chartered Wealth Manager status within 36 months of joining. Experience managing client...
and Excel CISI or other relevant regulatory/compliance qualifications would be desirable Degree in a related discipline...
, ECM, Trading, and across products while remaining accountable. Chartered Institute for Securities & Investment (CISI...
cross-functional teams. MBA, Claritas, CISI Investment Administration Qualification, SOTC, or similar industry...
Paraplanner – CII, CISI, LIBF, Estate planning, Drawdown, Pension switching and replacement business initiatives...
, Mathematics with further professional qualifications (e.g. IOC, IMC, CISI or other industry recognised equivalent) an advantage...