. The main function of this role will be to undertake control testing of ITGC’s with a particular focus on the planning... and execution of SOx control testing. Involvement in other initiatives will be as determined by the line manager Core...
and delivering control testing, supporting audit activity and helping ensure compliance frameworks remain robust, effective and audit... and working closely with both internal stakeholders and external auditors. Responsibilities Deliver ITGC and SOx control...
effectiveness of the controls. Identify and report control gaps, risks, and compliance issues. Ensure issues detected by first... in helping organisations harden their control environment? Are you a self-motivated, highly organised leader who can manage...
& Wealth Management (AWM) Control Office is a group in the AWM Risk organization overseeing the division's control capabilities... identification, measurement, monitoring, escalation and remediation of applicable risks within AWM. This group comprises of three...
. Job Category Risk Control Target Openings 1 What Is the Opportunity? Travelers Insurance are looking for a Head of Risk Control... to join our team in London. As part of the Leadership Team for Business Enablement Europe, you will execute the Risk Control Target...
and implement robust control procedures to mitigate financial risks Monitor compliance with regulatory requirements and internal... Lead position involves overseeing critical risk and control frameworks within the finance function. This role requires...
control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory..., policies, procedures and training;conducts independent testing;investigates, surveils and monitors for compliance risks...
Front Office Risk & Control Analyst – London I’m currently working with a wealth management firm looking to hire... a Front Office Risk & Control Analyst on a permanent basis in London (hybrid working). Key responsibilities: Portfolio...
. Proven ability to manage governance processes, control frameworks, or regulatory change initiatives. Experience handling...
leaders. Local teams are supported by two cross-market teams - the Centre of Excellence, and Risk & Control Management. The... Manager, Risk & Control - Regulatory Communications position is dedicated to delivering and improving customer-centric...