to work in the UK. This is an EMD role and is subject to formal approval/non-objection by the FCA. Must adhere to OFL... Team/Role The Head of Risk & Compliance and MLRO (UK) is a critical leadership role responsible for the strategic...
management framework, working closely with the UK Compliance Director and Risk Owners across the Leadership Team. The Role... knowledge of FCA SYSC 4, 6 and 7, the EMD/PSD regime, FCA WDPG and CASS 10A, with the ability to interpret complex requirements...
and partner banks. Cross-Team Co-ordination: Co-ordinate monitoring across UK Compliance, Financial Crime and US Compliance teams... Monitoring Experience: Hands-on experience owning or running a Compliance Monitoring or independent assurance programme in a UK...