with strong verbal and written communication skills. Additional languages required: Mandarin. Additional languages are a plus. FINRA...
and analyzing trade data as well as responding to regulatory inquiries from each of the major regulatory bodies (e.g. FINRA, SEC...
. Additional languages required: German or Italian. Other languages are a plus. FINRA SIE and Series 7 or interest in obtaining...
Architecture Practitioner certification. Cloud Certifications highly preferred. FINRA Requirements FINRA licenses...
SEC, FINRA, FCA (UK), GDPR (EU), SFC (Hong Kong) and IIROC (Canada) Advise internal teams on a broad spectrum of legal...
experience, especially managing and communicating status of initiatives to cross-functional and senior stakeholders FINRA... Requirements FINRA licenses are not required and will not be supported for this role. Work Flexibility This role is eligible...
and expected future exposure) FINRA Requirements FINRA licenses are not required and will not be supported for this role...
recruiting financial professionals to join a broker dealer/RIA. Financial Industry Regulatory Authority (FINRA) Series 7...
, major competing Broker/Dealers, outside platforms, internal programs, and product offerings. Stay current with FINRA... in results-driven recruiting within the financial services industry. Certificates & Licenses: This job requires obtaining FINRA...
financial industry. Certificates & Licenses: This job requires obtaining FINRA Securities Industry Essentials (SIE), Series 7...