Compliance Ensure compliance with the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) where the... regulations, financial services obligations (where applicable), and ethical standards. The role is pivotal in safeguarding the...
with a strong background in multi‑asset investing and a passion for financial markets to join our Investments function. This senior, client...‑facing position requires technical expertise, commercial acumen and experience in the UK financial adviser and wealth markets...
across the business. This is a senior leadership role responsible for ensuring robust financial management, planning, compliance.... You will play a pivotal role in supporting growth, shaping strategic decision-making, and strengthening financial governance...
) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities... and account alignment Required Qualifications, Capabilities and Skills Minimum of Bachelor's degree or equivalent financial...
) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities... and account alignment Required Qualifications, Capabilities and Skills Minimum of Bachelor's degree or equivalent financial...
from the Prudential Regulation Authority (PRA) on capital submissions. You'll be responsible for documenting how Barclays... on risk-adjusted returns and other financial metrics. Preparation and provision of regular reports on the bank's capital...
and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org...) and/or accounting (ACA/ACCA) qualification. Understanding and experience of financial services regulations and expectations...
of prudential documents (including ICAAP, ILAAP, Recovery & Resolution Plans and Solvent Exit Analysis), plus Financial regulatory... of ILAAP, ICAAP and Recovery & Resolution Plans Oversight of enterprise-wide and prudential risks, including financial...
epicenter of this historic cultural and financial shift, keep reading. About the team & role As a Risk Governance Senior... of the risk management programs for the Bitstamp Financial Services (BFS) Entity. This role is based in our UK office...
with internal audit, compliance, financial crime, and data protection teams. Operational Integration Partner with business units... analytics. Desirable Skills & Experience Understanding of prudential risk requirements (capital, credit, liquidity)....