, Switzerland, Italy and Australia. In the UK, Great Lakes has successfully obtained the authorisation from the Prudential... Regulatory Authority (PRA) and Financial Conduct Authority (FCA) for a Third Country Branch and a Subsidiary. These two entities...
by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation... Required Qualifications, Capabilities, and Skills Exposure to the financial or banking sector in some capacity Excellent communication...
Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR). This means...
’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR... acquisitions, financial structuring, and development funding for Long Income Strategies. You will lead the end-to-end transaction...
Overview: Manages the production of complex financial reports, reconciliations and other accounting-related... accuracy and compliance with Company policies, International Financial Reporting Standards (IFRS), Generally Accepted...
successful candidate will be experienced in both financial risk management and prudential regulation, working closely with the EMEA...About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial...
by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us: J... and industry developments Required Qualifications, Capabilities, and Skills Exposure to the financial or banking sector...
hours per year In this role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority...
CRR (UK Capital Requirements Regulation), and IFPR (Investment Firms Prudential Regime), and ensure compliance with EBA... (European Banking Authority) and PRA (Prudential Regulation Authority) guidelines. Required qualifications, capabilities...
and services;· good knowledge, skills and experience of Prudential risks and Financial Conduct areas;· regulatory awareness... knowledge of financial services, markets, securities and banking activities;· strong understanding of risks and controls...