In this role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers... for strengthening and developing relationships with key Independent Financial Advisers (IFAs) and Strategic Partners across the North...
is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation...
as protecting our customers, the organisation and the integrity of the financial markets in which we operate. Already an industry... Lead advisor on matters relating to prudential credit regulation as covered by the CRR (or equivalent UK standards...
as protecting our customers, the organisation and the integrity of the financial markets in which we operate. Already an industry... Lead advisor on matters relating to prudential credit regulation as covered by the CRR (or equivalent UK standards...
also , and with us. With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning... + | ✨ âOur Public Policy Team: Monzo is growing fast, from being a UK bank to operating a tech and financial services group...
reporting, conduct risk, prudential requirements and governance. Reporting to the Group Head of Risk & Compliance, the position... and deliver timely, accurate regulatory reporting, including prudential and conduct returns and coordinate regulatory disclosures...
and complaint handling experience within a Financial Services environment Excellent communication skills – verbal and written... to reach the fairest outcome for the Customer Desirable not essential: Knowledge of Prudential or similar Retirement Account...
of the UK and EU regulated entities under the CRR (Capital Requirements Regulation) and IFPR (Investment Firm Prudential... or qualification by experience within Financial Services industry Good understanding of investment banking products including...
Society is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the...Our 2LOD Financial Crime team is pivotal in ensuring the Group complies with its sanctions obligations. The Sanctions...
, propriety, knowledge and competence as assessed by the Firm and, where appropriate, approval by the UK Financial Conduct... Authority and/or the Prudential Regulation Authority to carry out such activities. About Us: J.P. Morgan is a global leader...