Senior Compliance Analyst
/risk management role in a law firm supervised by the SolicitorsRegulationAuthority (SRA) Certification in Compliance...
/risk management role in a law firm supervised by the SolicitorsRegulationAuthority (SRA) Certification in Compliance...
responsible for ensuring full compliance with SolicitorsRegulationAuthority (SRA) Accounts Rules and maintaining accurate...
responsible for ensuring full compliance with SolicitorsRegulationAuthority (SRA) Accounts Rules and maintaining accurate...
responsible for ensuring full compliance with SolicitorsRegulationAuthority (SRA) Accounts Rules and maintaining accurate...
responsible for ensuring full compliance with SolicitorsRegulationAuthority (SRA) Accounts Rules and maintaining accurate...
responsible for ensuring full compliance with SolicitorsRegulationAuthority (SRA) Accounts Rules and maintaining accurate...
of the SolicitorsRegulationAuthority and ICO and for dealing with data protection, subject access and other requests... breaches, and other queries received by G&R, including SRA conduct queries. Assisting with the review of CDD and AML queries...
and efficiently. Ensuring compliance with SolicitorsRegulationAuthority (SRA) rules and regulations. Handling bank reconciliations... or similar finance role within professional services. Strong knowledge of SRA Accounts Rules and relevant regulations...
SolicitorsRegulationAuthority and ICO, whilst developing and maintaining the firm’s accreditations: ISO9001 (quality assurance... to) conflicts, AML/CDD, SRA compliance, and data protection. Interpreting regulations and policies to make informed, risk-based...
, the SolicitorsRegulationAuthority (SRA) and the Bar Standards Board (BSB). Our reputation across the regulatory... 500 and Chambers UK directories for Professional Discipline. Our expertise in both health and regulation sets us apart...