of Financial Markets & Products: Understand how evolution to post-trade operations impacts traditional financial products..., custody, and corporate actions. Translate Technical Concepts into Business Solutions: Explain complex post-trade operations...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group... offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...
(Settlement Web, PTS/PBS) Settlement systems (e.g., Broadridge) Stock Loan system (Loanet) Skills & Competencies... solutions that enhance the customer experience and support TD Securities business objectives Protects the interests of the firm...
platforms and the extension of systems already in place. The Solutions Architect hired into this role will work for the client... Order management and execution: Broadridge, ION, FIX connectivity Data infrastructure: Snowflake, Databricks, Bloomberg B...
experience. Knowledge of Broadridge (Primarily BPS and OAES) OCC Encore Exercise and Assignment Mechanics WEX (or similar.... Who We Are TD Securities is a diversified financial services firm offering investment banking services, equity...
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market... access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides...
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market... access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides...
financialsolutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions... Vice President, Regulatory Accounting, to oversee and ensure financial regulatory compliance across multiple broker-dealer...
. Experience resolving breaks, fails, and reconciliation issues. Proficiency in MS Excel and operational systems (Broadridge... capacity analysis for Fraud software to determine appropriate staffing levels Identifies opportunities and presents solutions...
of sales tools and resources, including CRM platforms, dashboards, and analytics solutions Monitor sales performance metrics... and processes mature Qualifications: Required Qualifications 5+ years of relevant experience in asset management and financial...