evolution. As the Controller, you will report directly to the CFO and oversee accounting, financial reporting, broker-dealer... statement preparation Own regulatory financial reporting for Flourish Financial LLC (our FINRA-member broker-dealer...
to listen to customer needs and recommend solutions Ability to prioritize work, meet deadlines, achieve goals, and work... disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet...
’ compensation, providing creative solutions to retail brokerage firms. We define ourselves through our superior execution on behalf... procedures.• Coordinates with the broker to prepare documents, cover letters etc. to market renewal business and provides...
and broker teams to ensure effective and efficient use of trade funds. Collaborate with Category Management, Marketing, Product... in your industry and function. Discover innovative strategies, creative solutions, and unique perspectives from around the globe...
, investment solutions, external practice acquisition, and more. Lead the branch with integrity. Perform front-line supervision... to provide oversight on broker/dealer operations and develop advisor training Active FINRA Series 7 or ability to obtain...
to offer the best investment solutions to meet their financial needs. As a Private Client Investment Associate in J.P. Morgan...), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance...
-year track record of expertise and integrity, millions of customers trust our solutions and service to help put their goals... in reach. Lincoln Financial Distributors, a broker-dealer, is the wholesale distribution organization of Lincoln Financial...
will advise on complex products and strategic initiatives involving collateral optimization, liquidity solutions, and evolving... of securities laws, broker-dealer regulations, UCC Article 8, and related market infrastructure frameworks Experience advising...
activities, liquidity solutions, custody-related services, and other institutional market products. Support the development... innovation, operational enhancements, and client solutions. Contribute to industry engagement efforts, including participation...
, employee health & benefits, retirement, and private client insurance solutions to organizations and individuals seeking... Property/Casualty Agent’s/Broker’s license preferred Must be proficient with Microsoft Office (Word, Excel, Access...