procedural requirements for open high risks and control deficiencies including root cause analysis, action plan development... risks that arise from business resiliency, third party oversight, Sarbanes-Oxley (SOX), and other regulations and then...
. Responsible for identifying, monitoring, and assessing risks that arise from business resiliency, third party oversight, SOX..., and other regulations and then ensuring that the risks are addressed by Operations business owners through effective processes and controls...
We're seeking someone to join our Equities Product Control function, in the Risk and Projects team focusing on evolving... such as Risk & control Self Assessment (RCSA), the capture of operational risk incidents (ORIs), and the development and production...
in technology-risk disciplines, you will identify, oversee, and mitigate compliance and operational risks in line with the firm...'s standards. You will collaborate with various stakeholders, including Product Owners, Business Control Managers, and regulators...
. You will proactively identify existing and emerging risks, assist with maintaining a comprehensive internal control program for the company... internal control environment. Here, you’ll collaborate to assess risk, design controls and provide insights to develop...
and operating effectively to mitigate potential risks. By identifying control gaps and weaknesses, the role supports timely... of control testing activities aligned to the Risk Control Self-Assessment (RCSA) framework, a cornerstone of operations risk...
control testing results as related to data risks. 7. Strong business acumen / knowledge, management experience, problem... and/or enterprise data control testing utility. 2. Aggregate, analyze and determine the effectiveness of the testing results...
Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation... compliance and operational risks in line with the firm's standards. You will also provide subject matter expertise and technical...
compliance and operational risks in line with the firm's standards. You will collaborate with various stakeholders, including... Product Owners, Business Control Managers, and regulators, to develop and maintain a comprehensive view of the Data...
to process documentation, automation, and simplification Support the execution of control and governance routines (e.g...., evidence collection, control tracking, issue logs, and action plan follow-up) Assist with quality assurance activities...