Risk Manger- Self Clearing Broker-Dealer
on the Stock Loan Hedge program as well as options. 2- Candidate also must have the DTCC VAR calculation...
on the Stock Loan Hedge program as well as options. 2- Candidate also must have the DTCC VAR calculation...
frameworks (SEC, FINRA, DTCC), settlement processes, and fintech/broker-dealer business models. Ability to anticipate industry...
, DTCC, Wealth platforms) in support of alternative investments. The role requires a qualified leader with product management... platforms, DTCC and wealth or brokerage platforms Partner with Operations and Technology to define and translate connectivity...
applies to middle office trade processing. Strong understanding and prior experience with industry utilities such as DTCC... CTM, DTCC Alert, FX Connect, other Middle Office vendor applications and messaging protocols such ad XML and SWIFT...
is preferred Competent in Microsoft Office programs, familiarity with the following is a plus: SWIFT, Bloomberg, DTCC CTM, DTCC... Alert, DTCC TradeSuite, TradeNexus, FIA Tech, IceLink, MarkitWire, Markit Trade Manager, CloudMargin and triOptima’s suite...
products for review by management, DTCC CFIUS, and L/PM, as necessary. Performs other job-related duties as assigned...
products for review by management, DTCC CFIUS, and L/PM, as necessary. Performs other job-related duties as assigned...
) Familiarity with AWS services and REST API development Knowledge of DTCC processes and fixed income instruments Benefits...
using DTCC, Omgeo (Oasys and CTM), and Traiana a plus Prime Brokerage Margin, Collateral Management, Settlements...
resource within broker-dealer operations. This role requires strong technical expertise across DTCC systems, sound judgment... risk, buy-in processes, aged fail resolution, and segregation deficit remediation. Strong working knowledge of DTCC...