US Equities and Trading Control Manager - Vice President
management protocols Perform ongoing analysis of program related data (e.g., KRI/KPI) and develop ad-hoc reports as requested...
management protocols Perform ongoing analysis of program related data (e.g., KRI/KPI) and develop ad-hoc reports as requested...
, maintains, and tracks Customer Care Key Risk Indicators (KRI) and Key Performance Indicators (KPI);provides Customer Care...
. Minimize number and impact of operational incidents and near misses. Proactively manage team’s KRI’s/KPI’s and provide timely...
and understand their root causes, and review actions taken to remediate issues. Review and analyze program related data (e.g., KRI...
, and compliance practices. Develops, maintains, and tracks Customer Care Key Risk Indicators (KRI) and Key Performance Indicators...
positions. Developing and monitoring liquidity KRI’s. Integrate liquidity management with firmwide risk appetite...
implementation of a Key Risk Indicators (KRI) and Continuous Auditing (CA) program. This role is integral to our strategy to enable... for data enabled Key Risk Indicators (KRI) and Continuous Auditing (CA) by determining and documenting relevant metrics...
Indicator (KRI) reports and metrics. Compliance Monitoring and Auditing Support compliance efforts with frameworks like PCI...
Assessments (RCSA’s), Key Risk Indicators (KRI’s), Issue Management, Operational Losses, and more. Provide informed and valuable...
risk for example. Serves as a subject matter expert for all performance issues that surface. Issues Management (KPI/KRI...