Our client is a boutique RIA located in the Pasadena area managing $500+ mil AUM and servicing HNW clients over $1 mil...: $150,000-$175,000+ base salary depending on experience Full-time in office position Benefits: Annual bonus eligibility Health...
, and state securities regulations applicable to any and all business activities which involve any affiliated broker dealer/RIA... dealer/RIA and trust activities. . Primary responsibilities include. Compliance Program Management: develop...
as they arise Compensation & Benefits: Our client offers a competitive $130k-$170k+ Base, comprehensive health benefits, 401k... issues in simple terms An understanding of Corporate M&A activities Knowledge of Visual ERP and RIA Checkpoint...
(Axcess), Tax research software (RIA), and Go File Room is strongly desired Amanda Feltner, from our recruiting team... 8 health plan options (both HMO & PPO plans), dental and vision coverage, opportunity to enroll in HSA with potential...
investment programs, and 500 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model... – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter...
and metrics, to monitor team health, engagement, and progress Tech and Systems Optimization Exhibit strong proficiency... of investment, tax planning, estate planning, or insurance services Desired Experience in a Registered Investment Advisor (RIA...
relationships with iCapital's largest clients, and prospects, within the RIA and Family Office channel. The Data Solutions team... subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave...
broker/dealer, bank, and Registered Investment Advisor (RIA) distributors, as well as prospective insurance company partners... mental health counseling, parental leave, and unlimited paid time off (PTO). We believe the best ideas and innovation...
, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms... required Series 7, 63 and 65 or 66 Life & Health or CFP® is preferred Must have excellent telephone service/relationship...
, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms... required Series 7, 63 and 65 or 66 Life & Health or CFP® is preferred Must have excellent telephone service/relationship...