service, administrative or operations experience at an RIA is preferred. Demonstrates excellent organizational, problem... in the firm over time. 11 paid holidays and 15 PTO days to use at your discretion. Employer paid Health/Dental/Vision...
, such as a discretionary bonus, health, dental and other wellness plans, and 401(k) contributions. Your recruiter can share more about the.... Recognized by Barron's as a top RIA firm for eight years in a row (awarded each September (2018-2025) based on prior 12-month...
– Open Enrollment dates are quarterly (January, April, July, October) 100% of employee health and disability insurance paid... reporting requirements. Proficiency in ProSystems FX Engagement tax software, CCH, QuickBooks, Excel and/or RIA Checkpoint...
/ Alternative offerings across RIAs, Wirehouse and Independent Broker Dealers. Experience managing an RIA sales team is preferred... with one goal in mind: To help you and your family be well and stay well. What We Offer Health, dental, vision and life...
, and market trends Ensure compliance with RIA policies and regulatory requirements Position Requirements Bachelor’s degree...(k) with Employer Match Health Insurance (with HSA option) Dental Insurance Vision Insurance Life Insurance Flexible Paid Time Off...
a sales career with an industry leader Expertise in RIA, Independent BD or Bank distribution segments Demonstrated success..., vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO). Employees...
advice Mentor junior advisors and support team development, as needed Ensure compliance with RIA regulations, internal... Pro, Tamarack, Junxure, Redtail) Perks & Benefits 401(k) with Employer Match Health Insurance (with HSA option) Dental...
advice Mentor junior advisors and support team development, as needed Ensure compliance with RIA regulations, internal... Pro, Tamarack, Junxure, Redtail) Perks & Benefits 401(k) with Employer Match Health Insurance (with HSA option) Dental...
right. Backgrounds That Translate Well Relevant backgrounds often include: Wealth management / RIA client service... stability Bonus / profit share: meaningful additional upside Health contribution: $700/month employer contribution 401(k): 6...
ensuring adherence to SEC RIA regulations, FINRA rules, OCC trust requirements, and state fiduciary regulations Implement... with OCC, SEC, FINRA, trust, RIA, broker-dealer, and capital markets regulations Technical & Leadership Competencies Deep...