. Or, relevant PhD and 4 or more years of experience or equivalent relevant education/experience. Or, relevant JD and 4 or more years... of security regulations, including 32 CFR Part 117 (NISPOM Rule), Executive Orders 12333 and 13526, and Intelligence Community...
Markets;(2) Commercial Lending;(3) Regulatory;(4) Litigation and (5) Regional Coordination. Together, these five Units..., e.g., DFA, Volcker Rule, Push-Out. · Corporate/transactional coverage experience, especially in connection with advisory...
, as follows: (1) Capital Markets;(2) Commercial Lending;(3) Regulatory;(4) Litigation and (5) Regional Coordination. Together..., e.g., DFA, Volcker Rule, Push-Out. · Corporate/transactional coverage experience, especially in connection with advisory...
, as follows: (1) Capital Markets;(2) Commercial Lending;(3) Regulatory;(4) Litigation and (5) Regional Coordination. Together..., e.g., DFA, Volcker Rule, Push-Out. · Corporate/transactional coverage experience, especially in connection with advisory...
under SEC Rule 206(4)-7 conducting additional ad hoc compliance assignments, including periodic compliance testing The...
and you are willing to do whatever it takes to make them happy. You are motivated to build complex systems: We are building custom rule.... You like a fun team: Startups are hard so why not have fun along the way? You like to work in-office: Our client works at least 4...
of management’s Internal Control over Compliance (ICOC) for SEA Rule 17a-5. The SCO supports Schwab’s mission by assessing controls... and Big 4 public accounting experience preferred Active CPA license, CISA certification, or CIA certification...
. The provides information about Houston, TX. The USTP offers a flexible telework policy, including four (4) routine... (4) years post-J.D. professional legal or other relevant experience advocating on behalf of clients, interpreting...
to 12/31/2024 Salary $97,031 - $191,800 per year Pay scale & grade AD 23 Location 4 vacancies in the following... with the U.S. Department of Justice ("DOJ"), please refer to Rule 3-310 of the California Rules of Professional Conduct...
development, operation, and management of innovative investment services and solutions. Marketing Rule Compliance & Marketing... Materials Review Provide legal oversight and strategic guidance to ensure compliance with the SEC's Advisers Act Marketing Rule...