Seeking an experienced Trade Surveillance & Compliance Specialist to be responsible for conducting daily reviews... of misconduct. This role supports the firm’s overall compliance framework by monitoring exception reports, reviewing automated...
Compliance Officer: The Compliance Officer is responsible for various compliance areas including training, monitoring... reviews, policy and procedures, and product development with each department of the bank. The Compliance Officer helps ensure...
Senior Compliance Officer - Broker-Dealer Operations Location: New York, NY (Onsite 5 days/week) Function...: U.S. Broker-Dealer Compliance Coverage Areas: Operations, Treasury, Finance Level: Senior Individual Contributor Overview...
Compliance Officer: The Compliance Officer is responsible for various compliance areas including training, monitoring... reviews, policy and procedures, and product development with each department of the bank. The Compliance Officer helps ensure...
Overview: The Fiscal Compliance Manager ensures the organization’s compliance with federal, state, and local grant... requirements, with a strong emphasis on OMB Uniform Guidance (2 CFR Part 200). This role oversees fiscal compliance through...
Enterprise (M/WBE) Outreach and Compliance Analyst. ODIR develops and implements innovative solutions that promote economic... with monitoring agency contracts for compliance with New York City Local Law I (LLI) and Local Law 129 (LLI29). The selected candidate...
of the Field Audit Supervisor, the Compliance Auditor will conduct activities to ensure the division meets its obligation...: Compliance Auditor send to Note: We appreciate the interest and thank all applicants who apply, but only those candidates...
and Compliance, ensuring product validation, certification, and adherence to national codes and standards. This role manages daily... compliance inquiries from PLM and sales, while leading efforts in BIFMA and UL certifications, including burn testing...
Overview: BigBear.ai is seeking a DevSecOps Compliance Engineer to serve as the bridge between development operations... and security compliance, responsible for implementing and maintaining an automated compliance platform within customer DevSecOps...
Job Summary:: This position will report to Manager of Compliance & reporting and support our Sales, Customer Service, Operations..., IT, Data, HR, Marketing, Legal, and Risk teams in maintaining cross-functional compliance with & the . The main...