Compliance Analyst
Bachelor's Degree Or commensurate experience within financial services is preferred. (Preferred) Typically requires up to 2...
Bachelor's Degree Or commensurate experience within financial services is preferred. (Preferred) Typically requires up to 2...
Overview Summary of Responsibilities: Individual contributor that is fully proficient in applying established standards; knowledge base acquired from several years of experience in particular area. Works independently; may instruct or c...
they are understandable and usable by each stakeholder group. Coordinates and facilitates meetings with representatives from all levels...
that are not available via the mainframe. Must possess a complete understanding of accounting controls and Western & Southern Life products in...
recommendations for disclosure changes to eliminate compliance, legal, operational, reputational and financial risk. Update DTCC... and routine due diligence requests from consultants and financial intermediaries for fund information. Ensures a secondary review...
and directs, prioritizes and provides information to all levels of internal and external customers making requests of the group...
Overview Manages the planning, organizing and directing of Human Resources' activities in support of assigned business unit(s). Acts as business partner with business units to maximize human resource assets in the areas of employment, com...
tailored approaches. Maintains updated and compliant marketing materials and supplies to support Financial Reps’ and Agency...
tailored approaches. Maintains updated and compliant marketing materials and supplies to support Financial Reps’ and Agency...
Overview Opens, sorts and distributes incoming mail via electronic workflow system for the Benefits department. Applies the correct indexing schema to each document, assigning member number, name, document type and workflow folder. Associ...