Financial Services Sales Support Manager
, input client trade orders in absence of WMA/WMC/IAR. Knowledgeable on rules, regulations, and policies from FINRA, SEC, DOL..., FBL Marketing Services, LLC and FBL Wealth Management, LLC and how they apply to WMAs/WMCs/IARs process and procedures...
Lugar: West Des Moines, IA | 07/09/2024 07:09:50 AM | Salario: S/. No Especificado | Empresa: Farm Bureau Financial Services