Compliance Monitoring and Testing Analyst

sales and trading, and research Experience in executing compliance testing and drafting reports Experience with risk... categories: Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities is headquartered in New York...

Lugar: New York City, NY | 04/02/2025 19:02:35 PM | Salario: S/. $65000 - 90000 per year | Empresa: Guggenheim Partners

Compliance Officer - Employee Activities Group

administration of Guggenheim Securities Compliance policies as it relates to personal trading and employee activities. The individual... Review Gift and Entertainment requests Reconcile personal trading data that comes via the electronic feed via our third...

Lugar: New York City, NY | 04/02/2025 19:02:26 PM | Salario: S/. $90000 - 100000 per year | Empresa: Guggenheim Partners

IT - Project InfyCom

to come to Houston / Chicago / New Jersey on Day 1 after selection** | Mention relocation preference clearly in resume Job Title: ETRM... Business Analyst Location: Houston / Chicago / New Jersey (onsite day 1) Rate: market market rate/hr. Interview process: 2...

Lugar: Houston, TX | 04/02/2025 19:02:50 PM | Salario: S/. No Especificado | Empresa: SysMind

Transactions Operations Services Associate

, trading, client distribution, legal and compliance. This position is located in our Chicago offices. Essential... such as location and experience. Currently, this role is expected to be in the Chicago office at least 4 days per week...

Lugar: Chicago, IL | 04/02/2025 19:02:14 PM | Salario: S/. No Especificado | Empresa: Guggenheim Partners