and business liaison and act as a subject matter expert with a focus on broker-dealer trading operations, surveillance...’ experience resulting in expertise in broker-dealer trading operations, compliance and the related governing laws and regulations...
Des Moines, IA: $58,900 - $79,800/ year Charlotte, NC: $62,000 - $84,000/ year Chicago/Minneapolis: $68,200 - $92,400 / year... conduct as well as personal trading activities for you and members of your household. These same requirements may...
and back-office colleagues to ensure an exceptional client experience Execute, process and reconcile trading..., disability, or any other characteristic protected by applicable law. Salary Range The expected base salary for this Chicago...
: $69,300 - $94,500 / year Des Moines, IA: $73,150 - $99,750 / year Charlotte, NC: $77,000 - $105,000 / year Chicago/Minneapolis... need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities...
to expand our eTrading capabilities, including the development of scalable AI platforms for trading and the modernization... of incumbent systems with AI tooling. Engage directly with Credit Sales and Trading business partners to understand their strategy...
Location: This position can be located in one of Allied World's New York, New Jersey, Atlanta, or Chicago offices... and reinsurance solutions. We operate under the brand Allied World and have supported clients, cedents and trading partners...
Chicago, Illinois Corporate - Treasury / Full-time / Hybrid Crypto.com is one of the world's largest... Derivatives Exchange, or Nadex) - a U.S. Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market...
: $89,300 - $105,000 / year Charlotte, NC / Dallas, TX: $94,000 - $110,000 / year Chicago, IL / Denver, CO / Minneapolis, MN... conduct as well as personal trading activities for you and members of your household. These same requirements may...
within Derivations Products Control & Operations, trading desks including Rates, Commodities, FX, Mortgage MSR and Credit derivative... local time Charlotte or Chicago Hybrid 3+ days in office Basic Qualifications Bachelor's degree, or equivalent work...
projects to enable firm and client trading on any cleared product. Oversee exception management and review high risk items... to client asset segregation are in accordance with the Commodities Futures Trading Commission (CFTC) regulation, as any breaches...