compliance activities and reviews. Helps ensure that substantive and facilitative services provided by and for DTCC...
& Clearing Corporation (DTCC) framework for swaps reporting. - Familiarity with CGI Object Charlie, Calypso, and/or Numerix..., regulatory expectations and trends, DTCC technical specifications and other industry-wide initiatives that may have a material...
reports to the general ledger. Report on daily limits. DTCC trade and valuation reconcilement. Report daily settlement...
, Factset, Broadridge, iPreo, Omgeo, Fedtrade, Loanet, DTCC, etc. Workstation-class OS support (Win10) and related PC software...
years of broker-dealer and swap dealer experience including knowledge of FINRA, SEC, CFTC, DTCC and NFA regulation...
: A strong understanding of the global trade lifecycle and industry technology (DTCC CTM, Swift, Bloomberg). Additional Skills: Experience...
and systems (DTCC, Bloomberg, clearing systems, IPREO, MSRB/EMMA). Proficient in IT and Microsoft Office suite (Excel, Word...
functions. Major Accountabilities: Confirm the details of all trade activity with counterparties via DTCC Central Trade...
Proficiency with DTCC Deriv/SERV, SwapsWire, or TriResolve platforms preferred Major Duties: 1. Highly analytical in the...
including knowledge of CFTC, DTCC, NFA regulation. Good knowledge of broker-dealer and securities processes and business...