products for review by management, DTCC CFIUS, and L/PM, as necessary. Performs other job-related duties as assigned...
frameworks (SEC, FINRA, DTCC), settlement processes, and fintech/broker-dealer business models. Ability to anticipate industry...
. Strong understanding of Secured Financing products and processes (e.g., trade lifecycle management, cleared repo through DTCC and EUREX...
U.S. government securities, including Fedwire, DTCC/NSCC, and FICC GCF/DVP and Triparty based services. Experience collaborating...
on the Stock Loan Hedge program as well as options. 2- Candidate also must have the DTCC VAR calculation...
, house rules, DTCC, OCC and clearinghouse models), exposure analytics, and market conditions to ensure the firm maintains... and complex financial information. Experience with DTCC settlements Preferred Licenses & Certifications FINRA Series 7...
. DTCC/NSCC/OCC training certificates (optional but valuable). Core Competencies Excellent analytical and reconciliation...
clients. This role requires a deep understanding of clearing operations, custodian workflows, DTCC/OCC processes... elections to custodians or depositories. Validate event data received from DTCC, OCC, exchanges, issuer agents, custodians...
. Series 7 — a plus for understanding product‑level nuances. DTCC, NSCC, OCC, or SIFMA operations training certifications...
early/late logins) Knowledge of BPS, Know Your Customer (KYC), DTCC-Omgeo platforms, and DTC/NSCC clearing is preferred...