processing, optional dividend processing and related cost basis adjustments Submit elections to DTCC Respond to customer...
tools and database models;managing and working with DTCC (“The Depository Trust & Clearing Corporation”) and FINRA...
(APs) and market makers. The role partners closely with issuers, APs, market makers, DTCC/ICSD, custody, fund accounting...;settle ETF shares at DTCC/ICSD;deliver contract notes/cap stock reporting. Orchestrate straight-through processing...
(APs) and market makers. The role partners closely with issuers, APs, market makers, DTCC/ICSD, custody, fund accounting...;settle ETF shares at DTCC/ICSD;deliver contract notes/cap stock reporting. Orchestrate straight-through processing...
(APs) and market makers. The role partners closely with issuers, APs, market makers, DTCC/ICSD, custody, fund accounting...;settle ETF shares at DTCC/ICSD;deliver contract notes/cap stock reporting. Orchestrate straight-through processing...
, DTCC, and tools like VBA, SQL, Python, Power BI (a plus). Strong analytical, communication, and problem-solving abilities...
. Familiarity with counterparty and client identifier standards, such as LEI, DTCC, and FIX protocol client IDs. 5-8 years of hands...
and commission charges on trades assists with processing trade allocations via the Fidessa Trading System with DTCC and CTM...
and complete set up of new product offerings. Monitor and update DTCC/ Mutual Fund Profile II and monitor other intermediary... of experience Strong verbal and written communication and interpersonal skills Knowledge of and experience with DTCC/Mutual Fund...
with regulatory requirements impacting fixed income clearing (e.g., SEC, FINRA, DTCC rules) is a plus The estimated base salary...