accurately and on time in compliance with DTCC and SEC rules. Responsibilities Process DTC Deliver Orders, Receives, Reclaims... compliance with DTCC, Reg SHO, and SEC settlement rules Qualifications 2+ years of DTC or broker-dealer settlements...
. Familiarity with tools such as DTCC vendor systems, Charles River, or comparable platforms. Location This role is based...
environment. Familiarity with tools such as DTCC vendor systems, Charles River, or comparable platforms. Location This role...
“DTCC†processing is a plus, but not required. Experience with FIS software is a plus but not required Experience with FIS...
: DTCC, APAY XML, Payryte, K51 Develop and maintain reconciliation reports and analytics dashboards. Ensure compliance...
such as Blackrock Solutions Aladdin, Omgeo, Bloomberg, DTCC, MarkitSERV and CLS as well as clearing institutions. Motivated team player...
access to client records and maintain the integrity of mutual fund data in DTCC’s Mutual Fund Profile Service II database...
as they become available. Working knowledge of financial services applications, systems (Bloomberg, DTCC), terminology, procedures, and ability to adapt...
Managed Accounts (SMA) to optimize account management processes. Utilize experience with the DTCC’s Institutional Trade... Income trading and settlement workflows Experience with the DTCC’s Institutional Trade Processing systems such as CTM...
and commission charges on trades assists with processing trade allocations via the Fidessa Trading System with DTCC and CTM...