on legal and regulatory issues, risk management and training for the Firm; The team also manages the Firm's compliance.... Your responsibilities will include: Supporting other Risk lawyers in ensuring the Firm's compliance with its regulatory obligations...
Job Description: Manager, Governance Services (Subsidiary Compliance Portfolio) Location: Bristol (Hybrid) In... of service to our clients. Today's Company Secretaries are under mounting pressure to deal with increasing corporate compliance...
. They are looking for a Compliance Manager – Financial Crime Prevention to join the team on a permanent basis. THE RESPONSIBILITIES: To possess... as required. Resolution of AML/KYC referrals or otherwise and provision of guidance to staff in line with policy and compliance requirements...
will report directly to the Global Head of Risk and Compliance. THE RESPONSIBILITIES: Establish and maintain appropriate... policies, procedures, systems and controls in relation to regulatory compliance and financial crime for the UK entity. Oversee...
Surveillance. Escalate to the Head of Compliance any issues/findings that may involve violations of rules and regulations... as appropriate Review/build out Compliance Monitoring Plan / Surveillance programme, assisting the wider compliance team. Identify...
THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES: Undertaking Certification issuance process Prepare and deliver presentations on the Certif...
THE COMPANY: Our client is an international banking organization, looking to hire a Compliance Manager... building, design and update of regulatory compliance policies and procedures to minimise regulatory risk. Support business...
of Compliance & MLRO to join the Business on permanent basis. THE RESPONSIBILITIES: Accountable for ensuring all managers fulfil... compliance with AML staff training obligations Overseeing the sanctions and transaction monitoring regime within the Bank...
. You will be responsible for preparing detailed court reports, attending court hearings, and collaborating with other professionals to ensure... legal documents within set deadlines, ensuring compliance with statutory requirements and court protocols. Collaborate...
data requirements and provide operational support to claim professionals to resolve queries. Maintaining a deep... and support where needed to ensure consistency and adherence to best practices. Collaborating with claims professionals in...