At , our Care Professionals are at the heart of everything we do. We are looking for a motivated and supportive Care... Professional Quality & Compliance Lead to help maintain the highest standards of care, training, and compliance across our team...
Company Description At , our Care Professionals are at the heart of everything we do. We are looking for a motivated... and supportive Care Professional Quality & Compliance Lead to help maintain the highest standards of care, training, and compliance...
Job Title: EMEA Client Assets Compliance Professional (Director) Location: Glasgow Level: Director (AVP) JR032557..., and respect for diverse perspectives. Legal and Compliance Division (LCD) LCD comprises the Legal, Regulatory Relations...
THE COMPANY: Our client is a global derivatives broker, seeking a motivated and detail-oriented Junior Compliance...-on experience in regulatory compliance within the financial services industry. THE RESPONSIBILITIES: Assist the compliance team...
Surveillance Analyst to join the Team. This role will be Reporting into the Head of Compliance, and you will be responsible for the... Head and Deputy Head of Compliance, undertake the annual review of the Market Abuse Risk Assessment (MARA), applicable...
and strengthen the company's operational compliance, financial crime, fraud prevention, and governance framework. THE... RESPONSIBILITIES: Maintain and develop the company's operational compliance framework Act as MLRO for the business...
, including the annual MLRO report. Assume responsibility for the management and development of the Financial Crime Compliance...
Central Compliance inbox, triaging and responding to general compliance queries in a timely and professional manner. Support... the setup, tracking, and follow-up of mandatory compliance training across the business. Assist in the maintenance...
, Sanctions, and Anti-Bribery & Corruption (ABC) compliance within the UK regulatory environment. Key Responsibilities...
will lead sports compliance strategy and operations across UK FCA-regulated sports spread betting. THE RESPONSIBILITIES: Own... the regulatory relationship with sports licensing authorities Set and execute the firm’s sports compliance strategy...