would be possible without the dedication and expertise of our people. We are now seeking a Operational Standards and Compliance Manager... Role We’re looking for an Operational Standards and Compliance Manager (Professional Head of Operational Standards...
Description The Amazon Web Services Professional Services (ProServe) team is seeking a skilled Delivery Consultant to join our team at Amazon Web Services (AWS). In this role, you'll work closely with customers to design, implement, and m...
Description The Amazon Web Services Professional Services (ProServe) team is seeking a skilled Delivery Consultant to join our team at Amazon Web Services (AWS). In this role, you'll work closely with customers to design, implement, and m...
assessments and conduct Enhanced Due Diligence where required. Ensure compliance with AML/KYC related laws and regulations... and identify matters of non-compliance and escalate them as necessary. Review new accounts for enhanced due diligence and existing...
Debt). They are seeking a Head of Compliance to lead the UK Compliance function THE RESPONSIBILITIES: Holding the SMF16... (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) FCA approved functions Monitoring all matters regarding...
and Asset management services in the UK market. THE RESPONSIBILITIES: This role will support the Head of Compliance & MLRO.... Development and implementation of the compliance framework for the London branch, which meets the requirements of the Prudential...
RESPONSIBILITIES: Act as SMF16 (Compliance Oversight) and SMF17 (MLRO) under the FCA Senior Managers Regime. Lead engagement with UK... Shariah-compliant compliance framework, policies, and monitoring plans. Conduct assurance reviews and risk assessments...
of insider dealing. Prepare Control Room MI Prepare documentation for dissemination Provide support to the compliance advisory... teams on ad hoc projects. To keep up to date with legal and regulatory compliance developments by attending seminars...
: Direct contribution to completion of the annual Financial Crime Business-wide Risk Assessment (BWRA) and Compliance... is executed upon schedule;or if schedule needs changing, work with Head of Central Compliance and Head of Compliance to agree...
THE COMPANY: Our client is a specialist boutique UK hedge fund, seeking a part time Head of Compliance (to work 3...’s compliance framework, ensuring adherence to FCA, SEC, and other relevant regulations Position Compliance as a Second Line...