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£110,000 depending on experience Type: Reference: 18792 Compliance Professionals © 2018 - All rights reserved We use cookies... will be responsible for overseeing and ensuring compliance with anti-money laundering (AML) regulations and combating the financing...
and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: To take ownership and build out the compliance... infrastructure of the firm. To act as the compliance specialist in the project team(s) for the more complex regulatory driven...
assets of over $50bn. THE RESPONSIBILITIES: Supporting the CRCO in advising the business to ensure compliance... to consultations on regulatory matters. Oversight of company marketing materials. Compliance review of all relevant client/prospect...
for compliance matters across the relevant product areas Manage the reporting processes to Head Office and manage key communications... with group companies, as they relate to Control Room activities; In conjunction with other members of the Compliance team...
THE COMPANY: We are working with a boutique wholesale bank who are looking for a Junior Compliance Officer... based role. THE RESPONSIBILITIES: Supporting with the monitoring and assess compliance with regulatory requirements...
THE COMPANY: We are working with a regular client of ours in their search for a Risk & Compliance Officer to join the... relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up...
THE COMPANY: Our client is a leading international bank based in the City. They are looking for a Compliance Manager...; Support delivery of activities identified in the annual Compliance Monitoring Plan Undertake ongoing monitoring of key data...
stakeholders to ensure a uniform approach to financial crime compliance Provide guidance and support to business units... and other regulatory body reporting Support and develop growth within the compliance team to build knowledge and enhance existing working...
as required from time to time EXPERIENCE REQUIRED: Some regulatory compliance experience within the investment banking / broking sector...