THE COMPANY: Our client is an International banking group, seeking an Associate Manager in Compliance. This position... will support the Head of Compliance and collaborate with the rest of the department to identify and clarify internal Compliance...
of Compliance for their London business. This role has a strong focus on financial crime, anti-money laundering (AML), sanctions..., and anti-bribery and corruption (ABC) compliance. THE RESPONSIBILITIES: Maintain and enhance the financial crime compliance...
Supporting with insurance renewals at Corporate/Fund level Support on maintaining an effective compliance programme Assisting... and annual UK/US regulatory filings Management of Compliance Calendar and follow through on actions required by team Support...
along with corporate advisory/ broking activities THE RESPONSIBILITIES: Assist in maintaining and updating compliance policies..., procedures, and Support compliance advisory functions, Help manage regulatory changes, Maintain compliance registers...
the business to ensure regulatory compliance to Consumer Duty Principles Support with the implementation of the bank.... Support the Senior Complaints Manager to implement the Consumer Duty Framework and ensure regulatory compliance Support CBO...
Surveillance Analyst to join the Team. This role will be Reporting into the Head of Compliance, and you will be responsible for the... Head and Deputy Head of Compliance, undertake the annual review of the Market Abuse Risk Assessment (MARA), applicable...
and procedures for the compliance function of the firm Draft an annual compliance monitoring plan and undertake the agreed... activities and reporting Actively engages in the day-to-day operations to ensure comprehensive oversight of the compliance...
Collation and delivery of compliance reporting at various levels within the company To provide insightful recommendations... Compliance Control Manager in support of the objectives specifically given by the CEO to the Compliance function Keep abreast...
operational impact of new regulations including MIFIR, EMIR and SFTR reporting Liaising closely with all compliance functions... reporting Supports compliance and senior management across related initiatives Assists in the development and implement new...
THE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London...'s approach to Consumer Duty, providing constructive challenge and ensuring compliance. Coordinate compliance activities, support...