or Southfield, MI (U.S.A.);Hybrid (3 days in the office) About the role The Legal and Compliance Senior Professional will play... an important role in maintaining the firm's compliance framework by supporting a range of workstreams associated with regulatory...
THE COMPANY: Our client is an International banking group, seeking a Compliance Analyst to join the team. The role... will involve working alongside the Compliance Manager/Deputy MLRO in supporting the Bank's compliance function, ensuring the Bank...
policies, with experience ensuring team compliance with FCA, JMLSG, OFSI, FATF, and other relevant standards. Experience...
, including conducting and documenting Customer Due Diligence. Compliance monitoring activity, covering applicable UK..., and maintenance of relevant compliance registers and documentation. Reviewing financial promotions and publications, including...
and have good understanding of the KYC forms and checklists. Working alongside Relationship managers / Compliance Department...
procedures for compliance with UK country specific requirements Be responsible for the Suspicious Activity reports, making...
Compliance Risk assessment Support the timely delivery of financial crime systems upgrades and associated monitoring and testing... in 2nd Line Advisory within Financial Crime Compliance Practical knowledge and experience of the following: JMLSG, ML regs...
THE COMPANY: Our client is a regulated brokerage business, seeking a Compliance Officer to join the team. THE... RESPONSIBILITIES: Support the implementation and ongoing monitoring of the firm's regulatory compliance framework Provide day-to-day...
solutions to institutional and wholesale investors. THE RESPONSIBILITIES: Manage compliance issues within the UK Branch..., including compliance monitoring, risk to regulated entities, training requirements and monitoring new regulatory developments...
RESPONSIBILITIES: Onboarding new counterparties following existing KYC, due diligence and compliance policies. Periodically review... and update existing compliance policies and KYC procedures in line with changes in law, sanctions and company risk appetite...