Job Description: Manager, Governance Services (Subsidiary Compliance Portfolio) Location: Bristol (Hybrid) In... of service to our clients. Today's Company Secretaries are under mounting pressure to deal with increasing corporate compliance...
of Compliance & MLRO to join the Business on permanent basis. THE RESPONSIBILITIES: Accountable for ensuring all managers fulfil... compliance with AML staff training obligations Overseeing the sanctions and transaction monitoring regime within the Bank...
THE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London...'s approach to Consumer Duty, providing constructive challenge and ensuring compliance. Coordinate compliance activities, support...
THE COMPANY: Our client is a leading international bank based in the City. They are looking for a Financial Crime Prevention Assistant to join the team on a permanent basis. THE RESPONSIBILITIES: Perform review and investigation of al...
are looking to hire a Junior Compliance Analyst for the team in London. THE RESPONSIBILITIES: Maintain tracker of legal and compliance... experience working in a compliance team would be beneficial but not essential. A good understanding of the regulatory landscape...
THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets THE RESPONSIBILITIES: Conduct ABC reviews Gifts and Entertainment policies and reviews Management information an...
/special situations. THE RESPONSIBILITIES: Assist in managing the compliance relationships with the front office team... to colleagues in respect of the FCA's rules. Developing, updating and implementing the firm's compliance policies and procedures...
of the AML function covering onboarding and transaction monitoring. Collaborate with Compliance Management to prepare... and compliance. Monitor and report on the AML framework, including: 1st Line of defence quality assurance; ongoing review...
THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance... and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm's systems...
assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the branch... committees. Support the CCO and Compliance Manager in administering Compliance registers and other activities relevant...