on legal and regulatory issues, risk management and training for the Firm; The team also manages the Firm's compliance.... Your responsibilities will include: Supporting other Risk lawyers in ensuring the Firm's compliance with its regulatory obligations...
and corporate standards. As part of the EMEIA Compliance & Business Conduct team, the Online Safety Compliance Professional... will work with teams across Apple to deploy and enhance Apple's Digital Services Compliance Program. You will be a key resource...
Job Description: Manager, Governance Services (Subsidiary Compliance Portfolio) Location: Bristol (Hybrid) In... of service to our clients. Today's Company Secretaries are under mounting pressure to deal with increasing corporate compliance...
. They are looking for a Compliance Manager – Financial Crime Prevention to join the team on a permanent basis. THE RESPONSIBILITIES: To possess... as required. Resolution of AML/KYC referrals or otherwise and provision of guidance to staff in line with policy and compliance requirements...
exclusively instructed to assist with their hire of a Compliance Director on a 13-month FTC. THE RESPONSIBILITIES: Work... and anti-corruption requirements. Provide support and advice to the business and to compliance colleagues on all regulatory...
THE COMPANY: Our client is a global financial technology business focusing on investments, brokerage and asset management services. THE RESPONSIBILITIES: Ensuring that the business is fully compliant with FCA CASS regulations. CASS-r...
will report directly to the Global Head of Risk and Compliance. THE RESPONSIBILITIES: Establish and maintain appropriate... policies, procedures, systems and controls in relation to regulatory compliance and financial crime for the UK entity. Oversee...
Surveillance. Escalate to the Head of Compliance any issues/findings that may involve violations of rules and regulations... as appropriate Review/build out Compliance Monitoring Plan / Surveillance programme, assisting the wider compliance team. Identify...
primarily at professional investors. Assisting with implementation of the compliance monitoring programme and conducting... Account Trading. Assisting the compliance team with the Quarterly and Annual Code of Ethics Certifications process...
THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES: Undertaking Certification issuance process Prepare and deliver presentations on the Certif...