and email) Ensuring the back-office system is up to date Adhering to FCA regulations and internal policies and procedures We are open...
. In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague...'. To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA...
-specific standards such as FCA (Financial Conduct Authority) rules, GDPR, or MiFID II, ensuring communications are clear, fair...
(but not limited to), Induction, FCA, Product and customer journey. What we can offer you: Samsung Employee Discount Portal...
knowledge of retail investment, savings, pension and protection products in the IFA sector Strong knowledge of FCA rules..., preferably in an investment or insurance environment with a good understanding of FCA/PRA regulatory expectations and compliance...
round the business e.g. HR/finance/commercial;- Gaining an understanding of regulatory obligations (including FCA...
with our own Oversight Strategy and linked with the FCA’s SYSC 8.0 requirements. Key Accountabilities 1. Strategic Planning...
Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit broking activities. You may... check this on the Financial Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting...
and optimising CRM journeys Our dream candidate might also have: B2B specific experience Knowledge of FCA and Consumer Duty...
offered will be based on skills and experience). About the FCA The FCA regulates the conduct of 45,000 firms in the UK... department. The team's key output, the Financial Lives survey, is the FCA's flagship nationally representative survey of UK...