of international regulations in the way that we carry out our work. This position is involved in work that is regulated by the FCA...
Framework ensuring it remains compliant, in line with the latest FCA and PRA guidance, and that we are continuously improving...
to completion. Maintain accurate records, ensure FCA compliance, and liaise with providers for smooth processes. Prioritise...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
), which is FCA authorised. We do not directly manager securities, but instead create portfolios of specialist third-party managers...
's global Compliance team, supporting the UK Head of Compliance & MLRO in overseeing the firm's compliance with FCA, HMRC... Responsibilities Maintain and enhance the UK Compliance and AML/CTF Framework in line with the FCA Handbook, UK Money Laundering...
Roles) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms...
where appropriate Ensure all claims are handled in line with company procedures and FCA requirements DAY-TO-DAY: Handling inbound...
Start Date: 1/19/26 Servaada is Wipro UK entity, authorised by the Financial Conduct Authority (FCA), the UK financial... with the FCA and other regulators Must pay due regard to the interests of customers and treat them fairly Must observe proper...
-level committees (RCC/Board) Sound understanding of relevant regulatory requirements from PRA/FCA on risk and control...