within FCA timelines and standards, protecting both our members and the business while delivering service people can trust...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
, whilst exceeding customer expectations and meeting FCA requirements. You are willing to learn, as every day...
comes to FCA compliance. This role is hybrid, with regular time in Stratford‑upon‑Avon, typically three days working... mindset to raise standards and outcomes. You are knowledgeable about FCA frameworks and primarily ensure files comply...
, website content, customer communications) to ensure compliance with FCA regulations and internal policies. Design...
regulations (e.g., MiFID II, Dodd Frank Act) and relevant FCA regulatory requirements and expectations on market abuse...
to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone who...
required (e.g., CBI, FCA, PMDR, BaFin, etc.). Manage and enable timely, accurate Company Outlier reporting to central global...
. Your responsibilities will include: Provide guidance and training to staff re compliance and third-party risk management, PRA/FCA... in a generalist compliance role gained within banking - particularly regarding third-party risk management and PRA/FCA Outsourcing...
financial advice and services to our customers, adhering to FCA regulations Do you have what it takes to be a Evans Halshaw...