at all times. Experience & knowledge Knowledge of FCA requirements (including individual responsibilities in relation...
policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
of the Regulatory (Bank of England, ESMA & FCA) and Investor reporting process for all Topaz books Ensure governance... with complex functions to support data merge, creation of time-series analysis etc. Experience of Mortgage reporting to the FCA...
and reconciliation exceptions pertaining to trade / transaction data submitted to numerous National Competent Authorities (such as FCA...
using the FCA Handbook or MiFID classification Experience with PEPs, Sanctions and Adverse Media screening The...
for approval for submission to the FCA, CBI, DNB etc. Preparation of monthly capital packs with commentaries for presentation...
meet brand, legal, and compliance requirements and are compliant with FCA and advertising standards requirements...
ability to build relationships with customers and colleagues, being compassionate and considerate. Knowledge of FCA and Consumer Duty...
with our own Oversight Strategy and linked with the FCA’s SYSC 8.0 requirements. Key Accountabilities 1. Strategic Planning...