involved relates to insurance and FCA regulated activity so it is essential that you have substantial experience in this area...
You will provide paralegal support to fee-earners within the team primarily in relation to FCA authorised fund documents...
Operating Officer's (COO) areas of responsibility, including the annual FCA CASS audit. They will play a lead role in ensuring...
to ensure that you fully adhere to all the requirements of DISP Resolution (ref: FCA Handbook). You will need the...
to FCA authorised fund documents. This will include: · Support fee-earners with updates and reviews of fund prospectuses...
etc. * Responding to all Compliance department requests on time Complying with the Financial Services and Markets Act 2000, the FCA...’s Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times Having...
Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of Principle & Code of Practice and the... relevant rules from the FCA at all times Having a positive culture attitude at all times Keeping up to date with relevant...
ability to build relationships with customers and colleagues, being compassionate and considerate. Knowledge of FCA and Consumer Duty...
a plus What Will Set You Apart? Good knowledge of AIFMD and FCA regulatory requirements as well as privacy and other regulatory...
events and activities. FCA Code of Conduct At GreenGen, we prioritise ethical conduct and regulatory compliance... Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects...