prepared) Preparation and presentation of board materials Cashflow monitoring FCA reporting and compliance monitoring..., supported by external compliance consultant FCA role responsibility - SMF16 (Compliance) and SMF17 (MLRO) Oversee fund...
Managing regulatory permissions while fostering effective relationships with the FCA Embedding consumer-focused governance... across all levels to ensure alignment with the FCA Consumer Duty, ensuring products and services meet market needs and deliver positive...
. As a whole-of-market firm with over 30 years of combined experience and partnerships with over 300 lenders, their FCA-regulated...
. Project 2: Drafting policies and procedures for a loan provider applying to the FCA to become a UK Authorised Payment... regulation. Strong technical expertise in areas such as the Payment Services Regulations, E-Money Regulations, and relevant FCA...
: You will implement and uphold robust governance structures and comprehensive risk management practice; and ensure full adherence to FCA... and proven industry experience. Comprehensive knowledge of FCA regulations and other relevant financial legislation...
Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building...
reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry...
. ●Regulatory Guidance: Provide expert regulatory advice, ensuring the application of FCA rules, ICO DPA/GDPR regulations... Expertise: Thorough knowledge of FCA regulations and guidance, including PRIN, COND, SYSC, PERG, GEN, DISP, T&C, MCOB, ICOB, FG...
Clear Junction is a global payments company, licensed and regulated by the FCA in the UK, that offers regulated end...
Clear Junction is a global payments company, licensed and regulated by the FCA in the UK, that offers regulated end...., FCA) and ensure compliance with all financial and HR-related regulations. Contribute to the development and enhancement...