Chief Compliance Officer

or private equity environment Thorough knowledge of the FCA’s regulatory rules as they pertain to asset managers Working...

Lugar: London | 09/12/2024 18:12:32 PM | Salario: S/. £180000 per year | Empresa: Merje

Head of Compliance & Risk

Managing regulatory permissions while fostering effective relationships with the FCA Embedding consumer-focused governance... across all levels to ensure alignment with the FCA Consumer Duty, ensuring products and services meet market needs and deliver positive...

Lugar: London | 09/12/2024 18:12:08 PM | Salario: S/. £160000 per year | Empresa: Merje

Head of Compliance

primary liaison with regulators, including the FCA and PRA, managing relationships and responding to queries and audits... role within financial services, with extensive knowledge of FCA and PRA regulations. Strong understanding of UK and EU...

Lugar: London | 25/01/2025 18:01:30 PM | Salario: S/. £90000 - 150000 per year | Empresa: Venn Group

Compliance Advisory Commodities

Markets business. This role is focused on providing regulatory advice and guidance on FCA and Exchange rules, as well... to ensure compliance with FCA and Exchange rules. Training: Develop and deliver Compliance training materials for the business...

Lugar: London | 24/01/2025 18:01:32 PM | Salario: S/. £110000 - 140000 per year | Empresa: Barclay Simpson