Audit Partner
standards (FRC, FCA, etc.). Act as a trusted advisor on financial reporting, risk management, governance, and regulatory...
standards (FRC, FCA, etc.). Act as a trusted advisor on financial reporting, risk management, governance, and regulatory...
. Redress Exercises - Supporting firms following FCA Final Notices, including customer contact exercises, redress provision...
standards (e.g., SOX, PCI-DSS, GDPR, PRA/FCA). Maintain comprehensive release documentation, including approvals, risk...
market, relevant product lines (e.g. P&C, L&H), and regulatory requirements, including FCA standards. Key Skills: Excellent...
and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org...
across the business, ensuring adherence to FCA, PRA, and Lloyd's standards. Working closely with senior management...'s Managing Agency. Act as the primary liaison with the PRA, FCA, and Lloyd's for all related Lead the compliance function...
needed. Requirements Extensive senior-level experience in UK regulatory compliance within financial services. Strong knowledge of FCA...
Framework in line with FCA requirements and industry best practice. Champion a forward-looking risk culture that balances... of enterprise risk management, operational risk, operational resilience, and regulatory requirements (FCA, PRA, UK GDPR). Proven...
financial services agreements.Strong knowledge of UK financial services regulation, including FCA Handbook requirements (e.g...
product development FCA and PRA regulatory issues (including investigations and supervision projects) Cross-border...