Chief Compliance Officer
or private equity environment Thorough knowledge of the FCA’s regulatory rules as they pertain to asset managers Working...
Chief Compliance Officer
or private equity environment Thorough knowledge of the FCA’s regulatory rules as they pertain to asset managers Working...
Head of Compliance & Risk
Managing regulatory permissions while fostering effective relationships with the FCA Embedding consumer-focused governance... across all levels to ensure alignment with the FCA Consumer Duty, ensuring products and services meet market needs and deliver positive...
Sole Legal Counsel - FS Regulatory
. Key Responsibilities Handling regulatory filings with SEC, FCA, and authorities in the Cayman Islands and Ireland...
Director Leveraged Markets - German
and interpersonal skills Full understanding of the current regulatory environment related to the loan business FCA certified...
Lugar: London | 20/11/2024 00:11:47 AM | Salario: S/. £150000 per year | Empresa: Page Executive
Director Leveraged Markets - German
of the current regulatory environment related to the loan business FCA certified person German speaker European...
Lugar: London | 19/11/2024 21:11:41 PM | Salario: S/. £150000 per year | Empresa: Michael Page
Director of Compliance & MLRO- SMF16 &17
requirements and expectations. Formulate the firm's compliance strategy based on government legislation and the FCA's rules...
Lugar: London | 03/01/2025 18:01:26 PM | Salario: S/. £130000 - 150000 per year | Empresa: Broadgate Staffing
Legal Director and Company Secretary
model Proven experience as a company secretary Some knowledge of or experience working within the FCA framework...
Lugar: London | 21/11/2024 03:11:59 AM | Salario: S/. £135000 per year | Empresa: Michael Page
Legal Director and Company Secretary
Some knowledge of or experience working within the FCA framework Strong leadership and team management skills Excellent stakeholder...
Lugar: London | 21/11/2024 00:11:56 AM | Salario: S/. £135000 per year | Empresa: Page Executive
Compliance Director (SMF16) - UHNW Wealth Management
while ensuring compliance with the FCA regulations and other relevant legal and regulatory requirements. This role requires... to FCA regulations and all other relevant laws, rules, and standards (such as MiFID II, GDPR, Anti-Money Laundering (AML...
Lugar: London | 28/11/2024 00:11:20 AM | Salario: S/. £120000 - 135000 per year | Empresa: Robert Half