, including PRA, FCA and EBA requirements. The position also serves as the primary link to Group stakeholders, ensuring alignment...
with regulatory and FCA-related reporting Supporting updates to Business Continuity Plans Coordinating with compliance to ensure...
standards (FRC, FCA, etc.). Act as a trusted advisor on financial reporting, risk management, governance, and regulatory...
. Redress Exercises - Supporting firms following FCA Final Notices, including customer contact exercises, redress provision...
standards (e.g., SOX, PCI-DSS, GDPR, PRA/FCA). Maintain comprehensive release documentation, including approvals, risk...
market, relevant product lines (e.g. P&C, L&H), and regulatory requirements, including FCA standards. Key Skills: Excellent...
manage and strengthen the team’s relationship with the UK FCA by having a clear overview of our regulatory requirements... sections of the FCA handbook related to payment or investment firms. Be responsible for delivering the UK Compliance...
needed. Requirements Extensive senior-level experience in UK regulatory compliance within financial services. Strong knowledge of FCA...
with full responsibility for FCA compliance oversight Conduct a comprehensive review and gap analysis of the firm's compliance... policies, procedures and reporting across the business Oversee regulatory interactions with the FCA and, where relevant, Lloyd...
Framework in line with FCA requirements and industry best practice. Champion a forward-looking risk culture that balances... of enterprise risk management, operational risk, operational resilience, and regulatory requirements (FCA, PRA, UK GDPR). Proven...