counsel on regulatory requirements (UK Corporate Governance Code, Companies Act 2006, FCA Listing Rules, etc.) Review...
(FOS) or Financial Conduct Authority (FCA). - Knowledge of civil litigation procedure (e.g. claims in negligence...
and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA...
regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular consumer duty...
and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA...
pensions framework, including but not limited to pensions tax manual and applicable FCA COBS rules. Experience of responding... quickly to changes in legislation and policy. Able to understand and interpret legislation, regulations and FCA rules...
Compliance Adherence by following FCA guidelines, company policies and mortgage industry best practices. This part-time... Communication Mortgage Jobs, FCA Compliance Admin Leeds, Flexible Part-Time Administrator Leeds....
outcomes. What will you do as a Compliance Manager? Regulatory Compliance Ensure adherence to FCA, GDPR, UK Bribery Act... applications for FCA permissions. Policy Development & Implementation Draft, review, and update compliance policies...
and budget management experience, FCA/ASA awareness, contract handling, PowerPoint skills, and basic digital analytics....
opportunities to improve results. Ensure all activity and contracts comply with relevant regulatory standards (e.g., FCA, ASA.... Detail-oriented, analytical, and proactive. Desirable: Project and budget management experience, FCA/ASA understanding...