and FINRA Coaching Academy you will oversee the design, development, and implementation of leadership programs aimed.... Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay...
Job Description: This FINRA/Securities Specialist Investigator III will be tasked with investigating potential... federal FINRA Rules and Securities Law violations and, when warranted, bringing cases forward to law enforcement...
as assigned Bachelor’s degree FINRA SIE; Series 7, 24, 65/66 and 4 a plus, or willing to attain Familiarity with Orion...
Company Overview and Culture EXL (NASDAQ: EXLS) is a global analytics and digital solutions company that partners with clients to improve business outcomes and unlock growth. Bringing together deep domain expertise with robust data, power...
reporting and analytical skills is preferred. Knowledge of relevant FINRA/SEC rules and regulations. Knowledge of securities...-point of the salary range. FINRA provides full pay ranges so that the candidate can consider their growth potential...
, and leverage automation to test, and deliver tasks and projects that ensure FINRA technology systems meet defined quality standards... concepts including RBAC, least privilege, Modern Authentication Methods. Respond to findings or concerns raised by FINRA...
will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period. FINRA registrations... offered by the firm and regulatory authorities (FINRA and SEC), as well as required CE training to ensure licenses remain in...
will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period. FINRA registrations... offered by the firm and regulatory authorities (FINRA and SEC), as well as required CE training to ensure licenses remain in...
insurance license, FINRA Series 7 and 63....
not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...