changing strategies within and beyond immediate team. Life Insurance License required. FINRA Series 6, 63 or 66, 26 or 24...
required Class action experience preferred Data privacy and cybersecurity litigation experience preferred FINRA, AAA, or JAMS forum...
are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle...
Looking For Either: A former broker-dealer professional with strong knowledge of FINRA/SEC regulatory frameworks or * A proven B2B consultative...
, and/or Unix command line is highly preferred FINRA Series 7, 57, 63, or willingness to obtain through HRT Excellent written...
's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the operational risk framework...
's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the operational risk framework...
. What you have Required Qualifications Bachelor's degree Active and valid FINRA Series 7 & 66 licenses 10 years of experience in business development...
reviews Maintain compliance with FINRA, state insurance, and regulatory requirements Document financial plans and client...
reviews Maintain compliance with FINRA, state insurance, and regulatory requirements Document financial plans and client...