Marketing Manager
with Compliance to address FINRA comment letters Nice to have: Seismic Prior banking or financial services experience...
Lugar: Chicago, IL | 11/03/2026 18:03:48 PM | Salario: S/. $36.76 per hour | Empresa: Corps Team
AML/SAR Writing Analyst
, US Treasury AML guidelines, OFAC, SEC, FINRA, FRB, FinCEN requirements, and SAR requirements General understanding of Senior...
Lugar: New Castle, DE | 07/03/2026 03:03:59 AM | Salario: S/. No Especificado | Empresa: Software Guidance & Assistance
Business Analyst (AML analysis)
Strong SAR writing and case disposition capabilities General compliance knowledge - must have extensive knowledge of FINRA, SEC..., Excel, Access) Strong organizational skills and the ability to work within strict timeframes Ability to interpret FINRA...
Lugar: Saint Petersburg, FL | 06/03/2026 00:03:20 AM | Salario: S/. No Especificado | Empresa: Software Guidance & Assistance
Group Operations Manager - Fraud Operations
and execute fraud operations strategies aligned with the client's risk appetite and regulatory requirements (e.g. OCC, FINRA...
Lugar: Los Angeles, CA | 04/03/2026 22:03:33 PM | Salario: S/. $58 per hour | Empresa: Kforce
Licensed Security Professionals AI SME
of the compliance landscape (FINRA, SEC, etc.) and how AI can be implemented without compromising professional standards...
Lugar: Saint Louis, MO | 04/03/2026 01:03:17 AM | Salario: S/. No Especificado | Empresa: Kforce
Investor Services Analyst
required and working knowledge of relevant regulations and legislation for Investor Services (such as ERISA, FINRA, etc) Bachelor's degree... Services (such as ERISA, FINRA, Blue Sky, etc) Preferred Skills : Willingness to learn new systems, concepts and broaden...
Lugar: Chesterbrook, PA | 25/02/2026 21:02:12 PM | Salario: S/. No Especificado | Empresa: Software Guidance & Assistance
Junior Financial Advisor - MARCH 17 - 13 WEEK TRAINING CLASS
& Health Insurance License FINRA Securities Licenses: SIE, Series 7 & 66 preferred or willingness to get Licensed A passion...
Lugar: Metairie, LA | 25/02/2026 18:02:46 PM | Salario: S/. $38000 - 100000 per year | Empresa: Magnolia Wealth Strategies
Financial Advisor - Shreveport, LA
immediately, followed by SIE Possess or desire to possess FINRA Series 7 & 66 (we support you!) A passion for building...
Lugar: Shreveport, LA | 12/02/2026 18:02:24 PM | Salario: S/. $35000 - 250000 per year | Empresa: Magnolia Wealth Strategies
Financial Advisor - Lafayette, LA
immediately, followed by SIE Possess or desire to possess FINRA Series 7 & 66 (we support you!) A passion for building...
Lugar: Lafayette, LA | 12/02/2026 18:02:36 PM | Salario: S/. $35000 - 250000 per year | Empresa: Magnolia Wealth Strategies
Product Manager (Spread)
. Familiarity with key regulatory frameworks: SEC, FINRA, FCA, ESMA, MAR, MiFID. Finra experience is must. Experience with tools...
Lugar: New York City, NY | 10/02/2026 20:02:39 PM | Salario: S/. $80 per hour | Empresa: Innova Solutions