Empleos de Finra - Trabajos de Finra

to SEC, FINRA. Broker Dealer Regulatory Reporting Technology will be working on automating the FOCUS report generation...

Lugar: Charlotte, NC | 22/01/2025 23:01:17 PM | Salario: S/. $70.23 per hour | Empresa: Innova Solutions

. Certification like CFA, CIPM,FINRA Good to have knowledge on other Capital markets COTS products like Bloomberg AIM, Charles River...

Lugar: Iselin, NJ | 14/01/2025 18:01:15 PM | Salario: S/. No Especificado | Empresa: TekWissen

not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...

Lugar: New York City, NY | 07/01/2025 22:01:55 PM | Salario: S/. No Especificado | Empresa: Sumitomo Mitsui Banking Corporation

, PowerPoint and Word FINRA licenses (Series 7, Series 63, Series 79) desirable but not required Trading experience...

Lugar: New York City, NY | 19/11/2024 21:11:53 PM | Salario: S/. No Especificado | Empresa: CrÃ©dit Agricole CIB

+years' experience in Investment Banking - Fixed Income Operations and or Middle Office FINRA Series 99 and/or 7...

Lugar: Stamford, CT | 14/11/2024 00:11:50 AM | Salario: S/. No Especificado | Empresa: Software Guidance & Assistance

. Direct understanding of US regulatory requirements specific to Broker Dealer Operations. FINRA Series 99 and/or 7 10...

Lugar: Stamford, CT | 29/10/2024 23:10:01 PM | Salario: S/. No Especificado | Empresa: Software Guidance & Assistance