by Financial Industry Regulatory Authority, Inc. (FINRA) 4. Strong writing and presentation skills 5. Significant experience... Preferred Qualifications: 1. FINRA Series 7, 66 (or 63/65) and Life & Health Insurance licenses 2. Sound working knowledge...
environment, preferably focusing on outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7, 66...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...
offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Investment Advisor Representatives offer advisory...
products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (Series 63 & 65...
. 8. Financial Industry Regulatory Authority (FINRA) Series 99. This can be obtained during employment within 90 days.... Preferred Qualifications: 1. Financial Industry Regulatory Authority (FINRA) Series 7 and 24 or 6 and 26. General...
other teammates 4. FINRA SIE, 7, 66, 24 examinations 5. Excellent analytical, problem-solving, organizational skills 6...
knowledge of operational processing environment 3. FINRA Series 99 or 7 General Description of Available Benefits...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...
obligations including FOCUS filings, internal/external audits, and SEC/FINRA examinations. Qualifications: Bachelor’s degree...