GCO Risk Advisor I - FINRA
software products. Ability to travel, occasionally overnight. Preferred Qualifications: FINRA Series 7, 24, 53, and 66...
Lugar: Charlotte, NC | 14/11/2024 23:11:08 PM | Salario: S/. No Especificado | Empresa: Truist
Software Engineer Lead, Capital Markets
supporting Capital Markets Regulatory Environment – (SEC, FINRA, CFTC, NFA, FED) 7. Experience supporting / integrating quant...
Lugar: New York City, NY - Hudson, NY | 22/01/2025 19:01:41 PM | Salario: S/. No Especificado | Empresa: Truist
Premier Banker - Lilburn, GA
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
Lugar: Lilburn, GA | 18/01/2025 23:01:40 PM | Salario: S/. No Especificado | Empresa: Truist
Brokerage Registered Client Service Associate
markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial... Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be considered if they have at least 1...
Lugar: Raleigh, NC | 17/01/2025 01:01:12 AM | Salario: S/. No Especificado | Empresa: Truist
Summer 2025 Environmental, Social, and Governance (ESG) Intern
Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Investment Advisor Representatives offer advisory services...
Lugar: Nebraska | 17/01/2025 00:01:31 AM | Salario: S/. No Especificado | Empresa: Mutual of Omaha
Governance & Controls - Wealth Supervision - AML/Fraud Risk Analyst
FINRA 19-18 Red Flags monitoring, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) laws and regulations, and FINRA notices... in operations, supervision and/or risk management FINRA Series 24 Knowledge of retail financial institutions with emphasis...
Lugar: Coral Gables, FL | 16/01/2025 03:01:08 AM | Salario: S/. No Especificado | Empresa: Truist
Capital Markets Operations Specialist II
systems or operations 3. FINRA Series 99 or 7 General Description of Available Benefits for Eligible Employees of Truist...
Lugar: Atlanta, GA | 15/01/2025 02:01:51 AM | Salario: S/. No Especificado | Empresa: Truist
Financial Consultant, Truist Investment Services, Charlottesville, VA
Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The requirements listed... industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life insurance licenses, jurisdictional registrations...
Lugar: Charlottesville, VA | 14/01/2025 18:01:24 PM | Salario: S/. No Especificado | Empresa: Truist
Graphic Design Intern - Financial Services Industry
. Member FINRA/SIPC, helping Financial Advisors and individual investors reach their long-term goals. The firm focuses...
Lugar: San Diego, CA | 09/01/2025 00:01:12 AM | Salario: S/. $22 - 25 per hour | Empresa: Dunham & Associates Investment Counsel, Inc.
Brokerage Client Service Associate - part-time, Raleigh, NC
Regulatory Authority (FINRA) Series 7, 66 licenses or actively pursuing these licenses. General...
Lugar: Raleigh, NC | 08/01/2025 22:01:12 PM | Salario: S/. No Especificado | Empresa: Truist