(SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...
Investment Advisors, and RIA products Familiarity with FINRA, SEC, and state rules and regulations Spanish language proficiency...
requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
but not limited to FINRA, SEC, NFA, and CFTC. Salary Range: $190k - $220k #LI-DNI Position location Geographical area...
be obtained at Edward Jones during the assigned paid study period. FINRA registrations required within three months. State... and regulatory authorities (FINRA and SEC), as well as required CE training to ensure licenses remain in good standing. Awards...
(SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...
be obtained at Edward Jones during the assigned paid study period. FINRA registrations required within three months. State... and regulatory authorities (FINRA and SEC), as well as required CE training to ensure licenses remain in good standing. Awards...
not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...
(SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...
be obtained at Edward Jones during the assigned paid study period. FINRA registrations required within three months. State... and regulatory authorities (FINRA and SEC), as well as required CE training to ensure licenses remain in good standing. Awards...