would be possible without the dedication and expertise of our people. We are now seeking a Operational Standards and Compliance Manager... Role We’re looking for an Operational Standards and Compliance Manager (Professional Head of Operational Standards...
Our National law firm client are seeking an experienced and commercially minded Risk & Compliance Solicitor... to join their Risk and Compliance team in Birmingham. This role offers the opportunity to work across a broad range of regulatory...
THE COMPANY: Our client is a growing and dynamic boutique compliance consulting firm.... They are looking for a Compliance Analyst, ideally with SEC / CFTC / NFA knowledge. Their core client base is comprised of asset managers...
THE COMPANY: Our client is an entrepreneurial brokerage firm based in the West End, seeking an experienced settlements professional to join our Equity & ETF Operations team. THE RESPONSIBILITIES: Own the full ETF trade lifecycle, from...
Officer to take full accountability for AML compliance and suspicious activity reporting. The Role This is a senior, hands...-on MLRO position combining day-to-day regulatory responsibilities with strategic compliance leadership. You will protect the...
THE COMPANY: We have been instructed by an international banking firm in their search for a Head of Compliance. The... ideal candidate will have compliance experience within wholesale, corporate, commercial, investment or international banking...
. They are looking to hire a Compliance Officer to play a pivotal role in supporting the business through the delivery of second line monitoring.... THE RESPONSIBILITIES: Contributing to the development and execution of the annual Compliance Monitoring Programme ('CMP...
(EDD), and transaction monitoring activities to ensure the Bank’s compliance with anti-money laundering (AML) and Know... REQUIRED: Experience in a KYC, AML, or compliance role within a financial institution (preferably with experience in Commercial/SME Lending...
and Conflicts Analyst to join a busy compliance team within a leading international law firm. This is a broad and varied role... that combines day-to-day regulatory work with involvement in wider compliance projects. You will play a key part in ensuring the...
the Head of Compliance / MLRO in: The design and implementation of the policies and procedures, systems and controls... that constitute the compliance and prevention of financial crime programmes and their related activities designed to prevent unethical...