would be possible without the dedication and expertise of our people. We are now seeking a Operational Standards and Compliance Manager... Role We’re looking for an Operational Standards and Compliance Manager (Professional Head of Operational Standards...
Our National law firm client are seeking an experienced and commercially minded Risk & Compliance Solicitor... to join their Risk and Compliance team in Birmingham. This role offers the opportunity to work across a broad range of regulatory...
compliance advice on policies, procedures, process changes and conduct risk (including Consumer Duty and TCF) Lead elements... of a risk-based compliance monitoring programme and track remedial actions that support fair customer outcomes Oversee the...
President role in the team, with limited supervision required by the Head of Compliance SMF16/17 , supporting the Head... with all aspects of the generalist compliance function. Provide guidance and day-to-day supervision as required, to the new compliance...
A prestigious private bank with a significant and growing presence in the UK is seeking a Financial Crime Compliance... qualifications (e.g., ICA Diploma in Financial Crime Compliance, CAMS) are desirable. For further information please contact...
THE COMPANY: Our client is a growing and dynamic boutique compliance consulting firm.... They are looking for a Compliance Analyst, ideally with SEC / CFTC / NFA knowledge. Their core client base is comprised of asset managers...
THE COMPANY: Our client is an entrepreneurial brokerage firm based in the West End, seeking an experienced settlements professional to join our Equity & ETF Operations team. THE RESPONSIBILITIES: Own the full ETF trade lifecycle, from...
Officer to take full accountability for AML compliance and suspicious activity reporting. The Role This is a senior, hands...-on MLRO position combining day-to-day regulatory responsibilities with strategic compliance leadership. You will protect the...
THE COMPANY: We have been instructed by an international banking firm in their search for a Head of Compliance. The... ideal candidate will have compliance experience within wholesale, corporate, commercial, investment or international banking...
(EDD), and transaction monitoring activities to ensure the Bank’s compliance with anti-money laundering (AML) and Know... REQUIRED: Experience in a KYC, AML, or compliance role within a financial institution (preferably with experience in Commercial/SME Lending...