qualified, having passed exams enabling them to provide financial advice in the UK against FCA activities 2, 3 or 4 - broad... technical skills. Role is based in Hemel Hempstead. This role is regulated by FCA. Purpose of the role To generate...
workings of the FCA and other global regulators, in particular an understanding of their key concerns and how this translates...
and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building Society. Principal...
of assurance work on compliance matters Contribute to the production of FCA communications and submissions Support the Senior... Compliance experience within financial services, with excellent knowledge of the UK regulatory landscape, particularly FCA...
collaboratively within a large complex organisation Good knowledge of the FCA and other relevant regulation and legislation...
to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product and customer journey...
with all our obligations in areas such as Data Protection, SRA and FCA regulation as well as protecting our clients and people. The Risk team...
of reporting and apply to the UK reporting methodologies, e.g. UK GAAP, IFRS, FCA Returns Assist in completing due diligence in...
and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA...
within a large complex organisation Good knowledge of the FCA and other relevant regulation and legislation What you’ll get...