(CAIA) - For alternative investments knowledge Series 7 (General Securities Representative) - FINRA license Series 63... (FINRA) member Crypto Valley Association member Enterprise Ethereum Alliance participant Here's what else you'll need...
Industry Regulatory Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The..., Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
Knowledge of OCC, FINRA, and other relevant regulatory frameworks Active securities license (Series 7 or Series 24) Skills...
-oriented with a desire to succeed. Life insurance license and FINRA certifications (or willingness to obtain). Compensation...
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelor’s degree...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
Industry Regulatory Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The..., Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses...
regulations related to products and continuing education requirements required by FINRA. 10. Serve as an advocate of the client... essential functions. 1. Hold FINRA Series 7 & Series 63 or 66 and maintain continuing education coursework to keep licenses...