Empleos de Finra - Trabajos de Finra - Contrato: Freelance

Record Management Office Professional

of the books and records rules of the Securities Exchange Commission (SEC), Financial Regulatory Authority (FINRA), Commodity... is met. This includes the implementation of all regulator driven requirements, including SEC, FINRA, Dodd Frank, NYDFS...

Lugar: Jersey City, NJ | 25/11/2025 19:11:56 PM | Salario: S/. No Especificado | Empresa: Software Guidance & Assistance

AVP-Compliance Officer

and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB, NYSE, CME... and exchanges (NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB NYSE, CME, etc.,) that are applicable to the businesses of a foreign banking...

Lugar: Jersey City, NJ | 15/11/2025 18:11:05 PM | Salario: S/. $60 - 65 per hour | Empresa: Pyramid Consulting

Electronic Communications & Discovery Engineer

understanding of regulatory requirements (SEC, FINRA, MiFID II) and best practices for electronic communication capture. Expertise...

Lugar: Texas | 15/11/2025 18:11:44 PM | Salario: S/. $60.87 per hour | Empresa: Corps Team

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